CONTRACT NOTE |
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CONTRACT NOTE ISSUED BY MEMBERS ACTING FOR
CONSTITUTENT AS BROKERS AND AGENTS |
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VNS FINANCE & CAPITAL SERVICES
LTD . |
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MEMBER: NATIONAL STOCK EXCHANGE OF INDIA LTD (Capital
Market Segment) |
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Regd.
Off.: 716, |
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Corp Off: 401-A,4th Floor Mangalya ,Opp.Fire Station ,Marol Maroshi Road,Andheri (E),Mumbai -400059 |
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Tel.: 022-29251903 /04 ;
40811011/012 /013 /014/ 015 /016 Fax :022-29251189 |
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Pan No: AAACV6221B , Trader ID: 09643 , S/ Tax Reg No: AAACV6221BST001 , SEBI Reg
No: INB 230964330 |
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DP ID: IN 300011, CM BP ID: IN 555300 |
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Dealing Add : |    |
To: | |
TT444 XYZ | |
A-603 AMUL BUILDING 6TH FLOOR | Contract Form A No. :1975334 |
MG ROAD MUMBAI | CONTRACT DATE   : 31/08/2012 |
MUMBAI 40001 | SETTLEMENT NUMBER : 2012167 |
SETTLEMENT FROM : 31/08/2012 - 31/08/2012 | |
PAN NO.: AATPJ9322T | |
Stamp as requied under article I | |
to the indian stamp act, | |
1958 where necessary | |
Sir/Madam, | |
We have this day done by your order and on your account the following transactions : |
BOUGHT FOR YOU | SOLD FOR YOU | ||||||||||||||
OrderNo | OrderTime | TradeNo | Trd.Time | Buy Qty. | Mkt.Rate | Brok. | Net.Rate | Amount Rs. | Scrip Name | Sell Qty. | Mkt.Rate | Brok. | Net.Rate | Amount Rs. | |
2012083120798344 | 11:43:46 | 11:43:50 | 23 | 598.40 | 0.04 | 598.44 | 13764.16 | HDFC Bank Limited | |||||||
2012083120798344 | 11:43:46 | 11:43:58 | 9 | 598.40 | 0.04 | 598.44 | 5385.98 | HDFC Bank Limited | |||||||
2012083120798344 | 11:43:46 | 11:44:00 | 68 | 598.40 | 0.04 | 598.44 | 40694.05 | HDFC Bank Limited | |||||||
2012083121835970 | 15:17:45 | 15:18:01 | HDFC Bank Limited | 100 | 594.60 | 0.04 | 594.56 | 59455.84 | |||||||
2012083121877151 | 15:23:10 | 15:23:12 | HDFC Bank Limited | 100 | 594.40 | 0.42 | 593.98 | 59398.39 | |||||||
100 | 59844.19 | Scrip Total | 200 | 118854.23 | |||||||||||
59844.19 | TOTAL | 118854.23 | |||||||||||||
SERV.TAX 7.94 TOC 8.00 STAMP DUTY 9.00 STT 74.00 ROUNDING -0.34 SEBIFEE 0.18 TURNOVER CHARGES 6.26 CON MIN DEL : Rs.0.00 | |||||||||||||||
NET AMOUNT DUE TO YOU RS. 58905.00 | |||||||||||||||
YOUR CHEQUE REQUESTED THE
AMOUNT SHOWN HEREIN PLEASE PAY IMMEDIATELY FOR YOUR PURCHASE / DEBIT |
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YOU ARE REQUESTED TO SEND
SHARE /DEBENTURE CERTIFICATE ALONGWITH TRANSFER DEEDS DULY SIGNED IMMIDIATELY |
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Note: Selling rate inclusive
of dividend |
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OTHER LEVIES, IF ANY: |
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Brokerage has
been charged as
stated and has
been at rates
not exceeding the
official scale of
brokerage and indicated
separately. This contract is
subject to the Rules, Bye-laws and Regulations and
usages of National Stock Exchange of
India Limited. In matters where the Exchange
is a party to the dispute, the Civil Courts at Mumbai shall have exclusive
jurisdiction and in all other matters, proper courts within the area covered
under the Regional Arbitration Centre shall have jurisdiction in respect of
the arbitration proceedings falling under or conducted in that Regional
Arbitration Centre. This
contract constitutes and
shall be deemed
to constitute as
provided overleaf an
agreement between you
and me/us, and in the event of
any claim (whether admitted
or not ) , difference or
dispute in respect
of any dealings, and contracts of
a date prior
or subsequent to the
date of this
contract (including any question
whether such dealings , transactions or
contracts have been
entered into or
not ) shall be
referred to arbitration as provided in
the Rules , Bye-laws and
Regulations of National
Stock Exchange of
India Limited. |
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MUMBAI |
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DATE : |
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Compliance Name :Vinay JhaTel No :40811019 Email
:vinay.jha@vnsfin.com |
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Yours faithfully, |
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For : VNS
FINANCE & CAPITAL SERVCIES LTD |
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AUTHORISED SIGNATORY |
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MEMBER : NATIONAL STOCK EXCHANGE OF INDIA LTD |
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PAN : AAACV6221B |
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(This is digitally signed
contract note and the digital signature is certified by a licensed Certifying
Authority, hence no
physical signature is required.)
Authorised Signatories: Vijay Singhania / Vikash Singhania / Sameer Singhania / R.K
Singhania/ Vinay Jha /D.S Jha / Vinod Singhania |
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EXTRACTS FROM THE BYLOWS & REGULATIONS PERTAINING
TO ARBITRATION |
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(1) All claims (whether
admitted or not ) difference or disputes between the Trading Members inter se
and between Trading Members and Constituents arising out of or in relation to
dealings, contracts and transactions made subject to the Bye-Laws, Rules and
Regulations of the Exchange or with reference to anything incidental thereto
or in pursuance thereof or relating to their validity, construction,
interpretation, fullfillment or the rights,
obligations and liabilities of parties there to and including any question of
whether such dealings, transactions and contracts have been entered into or
not shall be submitted to arbitration in accordance with the provisions of
these Byelaws and Regulations. |
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(3) All claims, differences
or disputes referred to in clause (1) above shall be submitted to arbitration
within three years from the date on
which the claim, difference or dispute arose or shall be deemed to have
arisen. The time taken in conciliation proceedings, if any, initiated and
conducted as per the provisions of the Act and the time taken by the Relavant Authority to administratively resolve the claimes, difference or disputes shall be excluded for the
purpose of determining the period of three
years |
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Seats of Arbitration REGIONAL ARBITRATION CENTRES (RACs) |
STATE COVERED BY THE RAC |
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West bengal,
Bihar, Orissa, Assam, Arunachal Pradesh, Mizoram, Manipur, Sikkim, Meghalaya,
Nagaland, Tripura, Jharkhand, Chattisgarh |
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CHENNAI |
Andhra Pradesh, Karnataka,
Kerala, Tamilnadu, Andaman & Nicobar, |
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MUMBAI |
Maharashtra, Gujarat, Goa,
Daman, |
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(5) Save as otherwise
specified by the Relevant Authority, the criteria for selection of seat of
arbitration for a particular matter is as follows: |
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Parties to Dispute |
Place of filing the Application for Arbitration |
Place of hearing |
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TM* V/s Trading Member |
a) If the dealing of both
Trading Members from where the dealing was carried is situated in nay one of
the states covered by a particular RAC then the Application for Arbitration
shall be filed by the Applicant-Trading Member in that RAC b) if the dealing offices
of both Trading Members from where the dealing was carried out are situated
in states covered by different RACs then the
Application for Arbitration shall be filed in the RAC covering the State in
which the Respondent - Trading Member's dealing office is situated. |
The Hearing Shall be held at the RAC where the Applicant-Trading Member has
filed the Application of Arbitration and the Respondent-Trading Member Shall
attend the hearing in that particular RAC. |
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TM* V/s C* & C V/s TM |
The Application for Arbitration shall be filed by
the Applicant at the RAC covering the state in which the Constituent ordinarily resides. |
The hearing shall be held in
that RAC where the Applicant has filed the Application for Arbitration and
the Respondent shall attend the hearing in that particular RAC. |
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(6) Unless
otherwise specifically agreed in writing between the Trading Member and the Constituent, in
respect of any claims, disputes and differences arising out of internet
trading between the Constituent and Trading Member, the seat of arbitration
shall be the Regional Arbitration
Centre within the area in which the Constituent ordinarily resided at the
time of relevant trading, provided however in respect of a Non-Resident
Indian Constituent, the seat of arbitration shall be the RAC in the area of
which the correspondence office of the Trading Member is situated. * “TM” stands for “Trading Member” and “C”
stands for “Constituent.” For more details please refer to Chapter XI of
the Byelaws and Chapter 5 of Capital Market Trading Regulations of National
Stock Exchange of India Limited. |
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*Anexture : STT Certificate |
Stock Exchange NSE Stock Broker Code 09643 Name VNS FINANCE & CAPITAL SERVICES LTD Trading Client Code TT444 Trading Client Name XYZ Trading Client PAN AATPJ9322T Trading Client MAPIN ----------------------------------------------------------------------------------------------------------------------------------------------- 01 02 03 Sr. Security Transaction Settled Transaction Settled Transaction Settled Tot STT No. by delivery - Purchase by delivery - Sale other than by delivery Qty Price Value STT Qty Price Value STT Qty Price Value STT ----------------------------------------------------------------------------------------------------------------------------------------------- Market Type: N Settlement No: 2012167 Contract Note No.: 1975334 Contract Note Date: 31/08/2012 1 HDFCBANK 100 595.80 59580.00 59.58 100 595.80 59580.00 14.90 74.48 --------- Total(Rounding): 74.00 Grand Total: 74.00 Total: 0.00 59.58 14.90 ----------------------------------------------------------------------------------------------------------------------------------------------- 01 Deliver Purchase Amount :- 02 Deliver Sale Amount :- 59580.00 03 Other Than Delivery Amount :- 59580.00 For VNS FINANCE & CAPITAL SERVICES LTD Authorised Signatory |
This is digitally signed contract note and the digital signature is certified by a licensed Certifying Authority, hence no physical signature is required.) |