VNS FINANCE & CAPITAL SERVICES
LTD(DERIVATIVE)(CD_NSE) |
||
CONTRACT NOTE (Regulation 3.5) |
|
|
MEMBER : Currency Derivatives, MUMBAI. |
|
|
Regd. Off.: 716, |
|
|
Tel.:40811025Fax :40811026 EMail
: info@vnsfin.com |
|
|
|
|
|
|
|
|
SUBJECT TO JURISDICTION OF THE COURTS IN MUMBAI ONLY |
|
|
CONTRACT NOTE ISSUED BY MEMBERS ACTING FOR
CONSTITUENTS AS BROKERS & AGENTS |
|
|
SEBI REGN. NO. : INE230964330 SERVICE TAX REGN. NO. :AAACV6221BST001 : CLEARING
CODE. : M50302 |
|
|
To: | |
TT605 | |
XYZ | |
A/1 GURUNANAK ROAD | |
ROAD NO 10 VILE PARLE (EAST) MUMBAI | CONTRACT NOTE NO.   :198 |
MUMBAI 400057 | TRADE DATE   : 08/08/2012 |
Unique Client Code No. : | |
Trading Code No. : TT605 | |
Pan No.: AFFPM3456Q | |
Dealing office Address: 101, ABC BUILDING,MG ROAD,MUMBAI,400001 | |
Compliance Officer: Compliance Tel: Compliaince Email: | |
Sir/Madam, | |
We have this day done by your order and on your account the following transactions : |
Order No. |
Order Time |
Trade No. |
Trade Time |
Security (Contracts Description) |
Quantity | Buy / Sell |
Gross Rate Per Security |
Total (Rs.) |
Brokerage * (Total) (Rs.) |
Service Tax* (Total) (Rs.) |
Total(inclusive / net of brokerage & service tax) (Rs.) |
||||
9138247 | 16:56:42 | 61336 | 16:56:42 | FC USDINR Sep12 | 5000 | BUY | 55.7725 | -278862.5000 | 19.5000 | 2.4102 | -278882.0000 | ||||
*** TOTAL *** | 5000 | 19.5000 | 2.4102 | -278862.50 | |||||||||||
SERV.TAX 3.44 TOC 3.49 STAMP DUTY 5.58 CLEARING CHARGES : 4.88 ROUNDING : 0.33 SEBIFEE : 0.28 | |||||||||||||||
TOTAL BUY AMT.: 278862.50 TOTAL SELL AMT.: 0.00 | |||||||||||||||
YOUR CHEQUE REQUESTED THE AMOUNT
SHOWN HEREIN PLEASE PAY IMMEDIATELY FOR YOUR PURCHASE / DEBIT |
||||
|
||||
YOU ARE REQUESTED TO SEND
SHARE /DEBENTURE CERTIFICATE ALONGWITH TRANSFER DEEDS DULY SIGNED IMMIDIATELY |
||||
Note: Selling rate inclusive
of dividend |
||||
OTHER LEVIES, IF ANY: |
||||
Brokerage has been charged
as stated above at rates not exceeding the official scale of brokerage and
indicated separately. |
||||
The National Stock Exchange
of India Ltd.. |
||||
MUMBAI |
||||
Compliance Name :Vinay JhaTel No :40811019 Email
:vinay.jha@vnsfin.com |
||||
DATE : |
||||
|
||||
|
Yours faithfully, |
|||
|
For : VNS FINANCE & CAPITAL SERVICES LTD(CDNSE) |
|||
|
|
|||
|
||||
|
AUTHORISED SIGNATORY |
|||
|
MEMBER : THE STOCK EXCHANGE, MUMBAI. |
|||
|
Income Tax PAN AAACV6221B |
|||
(This is digitally signed
contract note and the digital signature is certified by a licensed Certifying
Authority, hence no physical signature is required.) |
||||
Authorised
Signatories: Vijay Singhania / Vikas
Singhania / Sameer Singhania / R.K Singhania/ Vinay Jha /D.S Jha / Vinod Singhania |
||||
|
||||
EXTRACTS FROM THE BYLOWS & REGULATIONS PERTAINING
TO ARBITRATION |
||||
(1) All claims (whether
admitted or not ) difference or disputes between the Trading Members inter se
and between Trading Members and Constituents arising out of or in relation to
dealings, contracts and transactions made subject to the Bye-Laws, Rules and
Regulations of the Exchange or with reference to anything incidental thereto
or in pursuance thereof or relating to their validity, construction,
interpretation, fullfillment or the rights,
obligations and liabilities of parties there to and including any question of
whether such dealings, transactions and contracts have been entered into or
not shall be submitted to arbitration in accordance with the provisions of
these Byelaws and Regulations. |
||||
|
||||
(3) All claims, differences
or disputes referred to in clause (1) above shall be submitted to arbitration
within three years from the date on
which the claim, difference or dispute arose or shall be deemed to have
arisen. The time taken in conciliation proceedings, if any, initiated and
conducted as per the provisions of the Act and the time taken by the Relavant Authority to administratively resolve the claimes, difference or disputes shall be excluded for the
purpose of determining the period of three
years |
||||
Seats of Arbitration REGIONAL ARBITRATION CENTRES (RACs) |
STATE COVERED BY THE RAC |
|||
|
|
|||
|
West bengal,
Bihar, Orissa, Assam, Arunachal Pradesh, Mizoram, Manipur, Sikkim, Meghalaya,
Nagaland, Tripura, Jharkhand, Chattisgarh |
|||
CHENNAI |
Andhra Pradesh, Karnataka,
Kerala, Tamilnadu, Andaman & Nicobar, |
|||
MUMBAI |
Maharashtra, Gujarat, Goa,
Daman, |
|||
(5) Save as otherwise
specified by the Relevant Authority, the criteria for selection of seat of
arbitration for a particular matter is as follows: |
||||
Parties to Dispute |
Place of filing the Application for Arbitration |
Place of hearing |
||
TM* V/s Trading Member |
a) If the dealing of both
Trading Members from where the dealing was carried is situated in nay one of
the states covered by a particular RAC then the Application for Arbitration
shall be filed by the Applicant-Trading Member in that RAC b) if the dealing offices
of both Trading Members from where the dealing was carried out are situated
in states covered by different RACs then the
Application for Arbitration shall be filed in the RAC covering the State in
which the Respondent - Trading Member's dealing office is situated. |
The Hearing Shall be held at the RAC where the Applicant-Trading Member has
filed the Application of Arbitration and the Respondent-Trading Member Shall
attend the hearing in that particular RAC. |
||
TM* V/s C* & C V/s TM |
The Application for Arbitration shall be filed by
the Applicant at the RAC covering the state in which the Constituent ordinarily resides. |
The hearing shall be held in
that RAC where the Applicant has filed the Application for Arbitration and
the Respondent shall attend the hearing in that particular RAC. |
||
(6) Unless otherwise specifically agreed in
writing between the Trading Member and
the Constituent, in respect of any claims, disputes and differences arising
out of internet trading between the Constituent and Trading Member, the seat
of arbitration shall be the Regional
Arbitration Centre within the area in which the Constituent ordinarily
resided at the time of relevant trading. * “TM”
stands for “Trading Member” and “C” stands for “Constituent.” For more details please refer to Chapter XI of
the Byelaws and Chapter 5 of Currency Derivatives Trading Regulations of
National Stock Exchange of India Limited. |
||||
|
||||