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VNS FINANCE & CAPITAL SERVICES LTD(DERIVATIVE)(CD_NSE)

CONTRACT NOTE (Regulation 3.5)

 

MEMBER : Currency Derivatives, MUMBAI.

 

Regd. Off.: 716, Krishna Tower, Civil Lines, Kanpur and head office at A-401-402, Mangalaya off Marol Maroshi Road, Mumbai-400059

 

Tel.:40811025Fax :40811026 EMail : info@vnsfin.com

 

 

 

 

 

 

 

 

SUBJECT TO JURISDICTION OF THE COURTS IN MUMBAI ONLY

 

 

CONTRACT NOTE ISSUED BY MEMBERS ACTING FOR CONSTITUENTS AS BROKERS & AGENTS

 

 

SEBI REGN. NO.   :  INE230964330  SERVICE TAX REGN. NO.   :AAACV6221BST001   : CLEARING CODE.   :  M50302

 

 

 

 To:
        TT605
        XYZ
         A/1 GURUNANAK ROAD
         ROAD NO 10 VILE PARLE (EAST) MUMBAI CONTRACT NOTE NO.        :198
         MUMBAI 400057 TRADE DATE        : 08/08/2012
         Unique Client Code No. :
         Trading Code No. : TT605
         Pan No.: AFFPM3456Q
         Dealing office Address: 101, ABC BUILDING,MG ROAD,MUMBAI,400001
        Compliance Officer:  Compliance Tel:  Compliaince Email:
 
Sir/Madam,
We have this day done by your order and on your account the following transactions :
 
Order
No.
Order
Time
Trade
No.
Trade
Time
Security
(Contracts
Description)
Quantity Buy /
Sell
Gross Rate
Per
Security
Total

(Rs.)
Brokerage *
(Total)
(Rs.)
Service
Tax*
(Total)
(Rs.)
Total(inclusive /
net of brokerage
& service tax)
(Rs.)
9138247 16:56:42 61336 16:56:42  FC USDINR Sep12 5000 BUY 55.7725 -278862.5000 19.5000 2.4102 -278882.0000

*** TOTAL *** 5000 19.5000 2.4102 -278862.50

SERV.TAX 3.44  TOC 3.49  STAMP DUTY 5.58  CLEARING CHARGES : 4.88 ROUNDING : 0.33 SEBIFEE : 0.28

TOTAL BUY AMT.: 278862.50
TOTAL SELL AMT.: 0.00

Aasd

YOUR CHEQUE REQUESTED THE AMOUNT SHOWN HEREIN PLEASE PAY IMMEDIATELY FOR YOUR PURCHASE / DEBIT

 

YOU ARE REQUESTED TO SEND SHARE /DEBENTURE CERTIFICATE ALONGWITH TRANSFER DEEDS DULY SIGNED IMMIDIATELY

Note: Selling rate inclusive of dividend

OTHER LEVIES, IF ANY:

Brokerage has been charged as stated above at rates not exceeding the official scale of brokerage and indicated separately.
This Contract is made subject to the Rules, Bye-laws and regulations and regulations and Usages of National Stock Exchange of India, Mumbai. In matter where the Exchange is a party to the dispute, the Civil courts at Mumbai shall have exclusive jurisdiction and in all other matters, proper courts within the area covered under the Regional Arbitration Centre shall have jurisdiction in respect of the arbitration proceedings failing under or conducted in that Regional Arbitration Centre.
In the event of any claims (whether admitted or not) differences or disputes arising between you and me/us out of these transactions the matter shall be referred to arbitration as provided in the Rules, Bye-laws and Regulations of the National Stock Exchange of India Limited, Mumbai.
This Contract constitutes and shall be deemed to constitute as provided overleaf an agreement between you and me/us that all claims (wheter admitted or not), differences and disputes in respect of any dealings transactions and contracts of a date prior or subsequent to the date of this contract (including any question whether such dealing, transactions or contractshave been entered or not) shall be submitted to and decided by arbitration as provided here in the Rules,Bye-laws of .

The National Stock Exchange of India Ltd..

MUMBAI

 Compliance Name :Vinay JhaTel No :40811019 Email :vinay.jha@vnsfin.com

DATE :

 

 

Yours faithfully,

 

For : VNS FINANCE & CAPITAL SERVICES LTD(CDNSE)

 

 

 

 

AUTHORISED SIGNATORY

 

MEMBER : THE STOCK EXCHANGE, MUMBAI.

 

Income Tax PAN AAACV6221B

(This is digitally signed contract note and the digital signature is certified by a licensed Certifying Authority, hence no physical signature is required.)

 Authorised Signatories: Vijay Singhania / Vikas Singhania / Sameer Singhania / R.K Singhania/ Vinay Jha /D.S Jha / Vinod Singhania

 

EXTRACTS FROM THE BYLOWS & REGULATIONS PERTAINING TO ARBITRATION

(1) All claims (whether admitted or not ) difference or disputes between the Trading Members inter se and between Trading Members and Constituents arising out of or in relation to dealings, contracts and transactions made subject to the Bye-Laws, Rules and Regulations of the Exchange or with reference to anything incidental thereto or in pursuance thereof or relating to their validity, construction, interpretation, fullfillment or the rights, obligations and liabilities of parties there to and including any question of whether such dealings, transactions and contracts have been entered into or not shall be submitted to arbitration in accordance with the provisions of these Byelaws and Regulations.

(2) In all dealings, contracts and transactions, which are made or deemed to be made subject to the Byelaws, Rules and Regulations of the Exchange, the provisions relating to arbitration as provided in these Byelaws and Regulations shall form and shall be deemed to form part of the dealings, contracts and transactions and the parties shall be deemed to have entered into arbitration agreement in writing by which all claims, differences or disputes of the nature referred to in clause (1) above shall be submitted to arbitration as per the provisions of the Bye-laws and Regulations.

 

(3) All claims, differences or disputes referred to in clause (1) above shall be submitted to arbitration within three years from the date on which the claim, difference or dispute arose or shall be deemed to have arisen. The time taken in conciliation proceedings, if any, initiated and conducted as per the provisions of the Act and the time taken by the Relavant Authority to administratively resolve the claimes, difference or disputes shall be excluded for the purpose of determining the period of  three years

(4) Save as otherwise specified by the Relevant Authority, The seat of arbitration for different regions shall be as follows:

Seats of Arbitration REGIONAL ARBITRATION CENTRES (RACs)

STATE COVERED BY THE RAC

DELHI

Delhi, Haryana, Uttar Prades, Himachal Pradesh, Pubjab, Jammu & Kashmir, Chandigarh, Rajasthan, Uttaranchal

CALCUTTA

West bengal, Bihar, Orissa, Assam, Arunachal Pradesh, Mizoram, Manipur, Sikkim, Meghalaya, Nagaland, Tripura, Jharkhand, Chattisgarh

CHENNAI

Andhra Pradesh, Karnataka, Kerala, Tamilnadu, Andaman & Nicobar, Lakshadweep, Podicherry

MUMBAI

Maharashtra, Gujarat, Goa, Daman, Diu, Dadra & Nagar Haveli, Madhya Pradesh, Chattisgard
 

(5) Save as otherwise specified by the Relevant Authority, the criteria for selection of seat of arbitration for a particular matter is as follows:
 

Parties to Dispute

Place of filing the Application for Arbitration

Place of hearing

TM* V/s Trading Member

a) If the dealing of both Trading Members from where the dealing was carried is situated in nay one of the states covered by a particular RAC then the Application for Arbitration shall be filed by the Applicant-Trading Member in that RAC b) if the dealing offices of both Trading Members from where the dealing was carried out are situated in states covered by different RACs then the Application for Arbitration shall be filed in the RAC covering the State in which the Respondent - Trading Member's dealing office is situated.

The Hearing Shall be held at the RAC where the Applicant-Trading Member has filed the Application of Arbitration and the Respondent-Trading Member Shall attend the hearing in that particular RAC.

TM* V/s C* & C V/s TM

The Application for Arbitration shall be filed by the Applicant at the RAC covering the state in which the Constituent ordinarily resides.

The hearing shall be held in that RAC where the Applicant has filed the Application for Arbitration and the Respondent shall attend the hearing in that particular RAC.

(6)  Unless otherwise specifically agreed in writing between the  Trading Member and the Constituent, in respect of any claims, disputes and differences arising out of internet trading between the Constituent and Trading Member, the seat of arbitration shall be the  Regional Arbitration Centre within the area in which the Constituent ordinarily resided at the time of relevant trading.

 

*   “TM” stands for “Trading Member” and “C” stands for “Constituent.”

 

For more details please refer to Chapter XI of the Byelaws and Chapter 5 of Currency Derivatives Trading Regulations of National Stock Exchange of India Limited.