CONTRACT NOTE |
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CONTRACT NOTE ISSUED BY MEMBERS ACTING FOR
CONSTITUTENT AS BROKERS AND AGENTS |
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VNS FINANCE & CAPITAL SERVICES
LTD . |
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MEMBER: NATIONAL STOCK EXCHANGE OF INDIA LTD (FUTURES
&OPTIONS SEGMENT ) |
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Regd.
Off.: 716, |
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Corp Off: 401-A,4th Floor Mangalya ,Opp.Fire Station ,Marol Maroshi Road,Andheri (E),Mumbai -400059 |
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Tel.: 022-29251903 /04 ;
40811011/012 /013 /014/ 015 /016
Fax :022-29251189 |
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Pan No: AAACV6221B , Trader ID: 09643 , S/ Tax Reg No: AAACV6221BST001 , SEBI Reg
No: INF 230964330 |
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DP ID: IN 300011, CM BP ID: IN 555300 |
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To: | |
TT6053 XYZ SECURITIES | |
5-102 ABC APARTMENT BEHIND CINEMAX | Contract Form A No. : 27870 |
HALL M G ROAD MUMBAI | CONTRACT DATE   : 31/07/2012 |
PAN NO.: AAFFV3456T | |
Dealing office Address: 101,A,WING,ABC Building,MG ROAD,MUMBAI,400001 | |
Sir/Madam, | |
We have this day done by your order and on your account the following transactions : |
OrderNo | OrderTime | TradeNo | Trd.Time | Details of Contract | Quantity | Buy/ Sell |
Mkt.Price per contract |
Total (Rs) |
Brokerage Total |
Service Tax | Security Transaction Tax | Amount Rs. | |||
2012083127682756 | 12:11:04 | 315404 | 12:11:04 | IF NIFTY Sep12 | 1500 | B | 5316.00 | 7974000.0000 | 558.15 | 68.99 | 7974558.15 | ||||
2012083127682756 | 12:11:04 | 315405 | 12:11:04 | IF NIFTY Sep12 | 500 | B | 5316.75 | 2658375.0000 | 186.10 | 23.00 | 2658561.10 | ||||
SCRIP TOTAL | 2000 | 91.99 | 10633119.25 | ||||||||||||
2012083152301094 | 12:05:45 | 111779 | 12:05:45 | EF OFSS Sep12 | 375 | B | 2970.25 | 1113843.7500 | 77.96 | 9.64 | 1113921.71 | ||||
2012083152301094 | 12:07:27 | 112189 | 12:07:27 | EF OFSS Sep12 | 125 | B | 2970.25 | 371281.2500 | 25.99 | 3.21 | 371307.24 | ||||
2012083152552696 | 12:37:31 | 122186 | 12:37:31 | EF OFSS Sep12 | 250 | B | 2965.00 | 741250.0000 | 51.90 | 6.41 | 741301.90 | ||||
2012083152905072 | 12:38:20 | 122651 | 12:38:20 | EF OFSS Sep12 | 125 | B | 2961.00 | 370125.0000 | 25.91 | 3.20 | 370150.91 | ||||
2012083152907685 | 12:38:21 | 122656 | 12:38:21 | EF OFSS Sep12 | 125 | B | 2961.00 | 370125.0000 | 25.91 | 3.20 | 370150.91 | ||||
SCRIP TOTAL | 1000 | 25.67 | 2966832.68 | ||||||||||||
2012083130174276 | 14:52:37 | 636406 | 14:52:37 | IO CE NIFTY Sep12 5300.00 | 100 | S | 79.75 | 7975.0000 | 14.00 | 1.73 | 1.3558 | 7961.00 | |||
2012083130174276 | 14:52:37 | 636407 | 14:52:37 | IO CE NIFTY Sep12 5300.00 | 100 | S | 79.65 | 7965.0000 | 14.00 | 1.73 | 1.3541 | 7951.00 | |||
2012083130174276 | 14:52:37 | 636408 | 14:52:37 | IO CE NIFTY Sep12 5300.00 | 500 | S | 79.55 | 39775.0000 | 70.00 | 8.65 | 6.7618 | 39705.00 | |||
2012083130174276 | 14:52:37 | 636409 | 14:52:37 | IO CE NIFTY Sep12 5300.00 | 200 | S | 79.55 | 15910.0000 | 28.00 | 3.46 | 2.7047 | 15882.00 | |||
2012083130174276 | 14:52:37 | 636410 | 14:52:37 | IO CE NIFTY Sep12 5300.00 | 100 | S | 79.55 | 7955.0000 | 14.00 | 1.73 | 1.3524 | 7941.00 | |||
2012083130174276 | 14:52:37 | 636411 | 14:52:37 | IO CE NIFTY Sep12 5300.00 | 150 | S | 79.50 | 11925.0000 | 21.00 | 2.60 | 2.0273 | 11904.00 | |||
2012083130174276 | 14:52:37 | 636412 | 14:52:37 | IO CE NIFTY Sep12 5300.00 | 50 | S | 79.50 | 3975.0000 | 7.00 | 0.87 | 0.6758 | 3968.00 | |||
2012083130174276 | 14:52:37 | 636413 | 14:52:37 | IO CE NIFTY Sep12 5300.00 | 1000 | S | 79.50 | 79500.0000 | 140.00 | 17.30 | 13.5150 | 79360.00 | |||
2012083130174276 | 14:52:37 | 636414 | 14:52:37 | IO CE NIFTY Sep12 5300.00 | 1800 | S | 79.50 | 143100.0000 | 252.00 | 31.15 | 24.3270 | 142848.00 | |||
SCRIP TOTAL | 4000 | 69.22 | -317520.00 | ||||||||||||
*** TOTAL *** | 1000 | 186.87 | 13282431.93 | ||||||||||||
SERV.TAX 259.56 TOC 431.02 STAMP DUTY 278.34 STT 54.00 CLEARING CHARGES 157.06 ROUNDING 0.17 SEBIFEE 13.92 CON MIN DEL : Rs.0.00 | |||||||||||||||
TOTAL BUY AMT.: 13599951.93 TOTAL SELL AMT.: 317520.00 NET AMOUNT DUE TO YOU 294224.00 | |||||||||||||||
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OTHER LEVIES, IF ANY: |
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Brokerage has been
charged as stated
and has been
at rates not
exceeding the official
scale of brokerage
and indicated separately. This contract is subject to
the Rules, Bye-laws and Regulations and usages of National Stock Exchange of India Limited. In matters where the Exchange is a party to the dispute,
the Civil Courts at Mumbai shall have exclusive jurisdiction and in all other
matters, proper courts within the area covered under the Regional Arbitration
Centre shall have jurisdiction in respect of the arbitration proceedings
falling under or conducted in that Regional Arbitration Centre. This contract constitutes
and shall be
deemed to constitute
as provided overleaf
an agreement between
you and me/us, and in the event of any claim (whether
admitted or not ) , difference or dispute in
respect of any
dealings, and contracts of a
date prior or subsequent to the
date of this
contract (including any question
whether such dealings , transactions or
contracts have been
entered into or
not ) shall be referred
to arbitration as provided in
the Rules , Bye-laws and
Regulations of National
Stock Exchange of
India Limited. The provisions printed overleaf form
a part of the contract . |
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Compliance Name :Vinay JhaTel No :40811019 Email
:vinay.jha@vnsfin.com |
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DATE : |
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Yours faithfully, |
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For : VNS
FINANCE & CAPITAL SERVCIES LTD |
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AUTHORISED SIGNATORY |
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MEMBER : NATIONAL STOCK EXCHANGE OF INDIA LTD |
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PAN : AAACV6221B |
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(This is digitally signed
contract note and the digital signature is certified by a licensed Certifying
Authority, hence no physical signature is required.) |
Authorised Signatories: Vijay Singhania
/ Vikas Singhania / Sameer Singhania / R.K Singhania/ Vinay Jha /D.S Jha / Vinod Singhania |
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EXTRACTS FROM THE BYLAWS & REGULATIONS PERTAINING
TO ARBITRATION |
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(1) All claims (whether
admitted or not ) difference or disputes between the Trading Members inter se
and between Trading Members and Constituents arising out of or in relation to
dealings, contracts and transactions made subject to the Bye-Laws, Rules and
Regulations of the Exchange or with reference to anything incidental thereto
or in pursuance thereof or relating to their validity, construction,
interpretation, fulfillment or the rights, obligations and liabilities of
parties there to and including any question of whether such dealings,
transactions and contracts have been entered into or not shall be submitted
to arbitration in accordance with the provisions of these Byelaws and
Regulations. |
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(3) All claims, differences
or disputes referred to in clause (1) above shall be submitted to arbitration
within three years from the date on
which the claim, difference or dispute arose or shall be deemed to have
arisen. The time taken in conciliation proceedings, if any, initiated and
conducted as per the provisions of the Act and the time taken by the Relavant Authority to administratively resolve the claimes, difference or disputes shall be excluded for the
purpose of determining the period of three years. |
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Seats of Arbitration
REGIONAL ARBITRATION CENTRES (RACs) STATE
COVERED BY THE RAC |
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West bengal,
Bihar, Orissa, Assam, Arunachal
Pradesh, Mizoram, Manipur, Sikkim,
Meghalaya, Nagaland, Tripura, Jharkhand, Chattisgarh |
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CHENNAI |
Andhra Pradesh, Karnataka, Kerala, Tamilnadu, Andaman
& Nicobar, |
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MUMBAI |
Maharashtra, Gujarat, Goa, Daman, |
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(5) Save as otherwise
specified by the Relevant Authority, the criteria for selection of seat of
arbitration for a particular matter is as follows: |
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Parties to |
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TM* V/s Trading Member |
a) If the dealing of both
Trading Members from where the dealing was carried is situated in any one of the states covered by a particular
RAC then the Application for Arbitration shall be filed by the Applicant-Trading
Member in that RAC b) if the dealing offices of both Trading Members from
where the dealing was carried out are situated in states covered by different
RACs then the Application for Arbitration shall be
filed in the RAC covering the State in which the Respondent - Trading
Member's dealing office is situated. |
The Hearing Shall be held at the RAC where the Applicant-Trading Member has
filed the Application of Arbitration and the Respondent-Trading Member Shall
attend the hearing in that particular RAC. |
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TM* V/s C* & C V/s TM |
The
Application for Arbitration shall be filed by the Applicant at the RAC
covering the state in which the Constituent
ordinarily resides |
The hearing shall be held in
that RAC where the Applicant has filed the Application for Arbitration and
the Respondent shall attend the hearing in that particular RAC. |
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(6) Unless otherwise
specifically agreed in writing between the
Trading Member and the Constituent, in respect of any claims, disputes
and differences arising out of internet trading between the Constituent and
Trading Member, the seat of arbitration shall be the Regional Arbitration Centre within the area
in which the Constituent ordinarily resided at the time of relevant trading,
provided however in respect of a Non-Resident Indian Constituent, the seat of
arbitration shall be the RAC in the area of which the correspondence office
of the Trading Member is situated. *
“TM” stands for “Trading Member” and “C” stands for “Constituent.” For
more details please refer to Chapter XI of the Byelaws and Chapter 5 of
Futures & Options Trading Regulations of National Stock Exchange of India
Limited. , |
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*Anexture : STT Certificate |
Stock Exchange NSE Stock Broker Code 09643 Stock Broker Name VNS FINANCE & CAPITAL SERVICES LTD (DERI Trading Client Code TT6053 Trading Client Name XYZ SECURITIES Trading Client PAN AAFFV3456T Trading Client MAPIN ----------------------------------------------------------------------------------------------------- Sr. Security Expiry Date Value of transactions Value of transactions Tot STT Futures Options Sale Stt Sale Stt ----------------------------------------------------------------------------------------------------- Contract Note No: 2770 Contract Note Date:31/07/2012 1 NIFTY 27/09/2012 318080.00 54.07 54.07 Total(Rounding): 54.00 Total: 318080 54.00 54.00 ----------------------------------------------------------------------------------------------------- The Above Details are as per the Data provided by National Stock Exchange,Mumbai For VNS FINANCE & CAPITAL SERVICES LTD (DERIVATIVE) Authorised Signatory |
This is digitally signed contract note and the digital signature is certified by a licensed Certifying Authority, hence no physical signature is required.) |