Aasd

 

CONTRACT NOTE

CONTRACT NOTE ISSUED BY MEMBERS ACTING FOR CONSTITUTENT AS BROKERS AND AGENTS

VNS FINANCE & CAPITAL  SERVICES  LTD .

 

MEMBER: NATIONAL STOCK EXCHANGE OF INDIA LTD (Capital Market Segment)

 

Regd. Off.: 716,Krishna  Towers ,7th Floor ,Civil  Lines  Kanpur -208001 

 

Corp Off: 401-A,4th Floor Mangalya ,Opp.Fire Station ,Marol Maroshi Road,Andheri (E),Mumbai -400059

 

 

Tel.: 022-29251903 /04  ;    40811011/012 /013 /014/ 015 /016   Fax :022-29251189

 

 

Pan No: AAACV6221B , Trader ID: 09643 , S/ Tax Reg No: AAACV6221BST001 , SEBI Reg No: INB 230964330

 

 

DP ID: IN 300011, CM BP ID: IN 555300

 

 

 

 
Dealing Add :                             
 To:
TT444 XYZ
         A-603 AMUL BUILDING 6TH FLOOR Contract Form A No.    :1975334
         MG ROAD MUMBAI CONTRACT DATE        : 31/08/2012
         MUMBAI 40001 SETTLEMENT NUMBER : 2012167
  SETTLEMENT FROM     : 31/08/2012 - 31/08/2012
         PAN NO.: AATPJ9322T
                                        Stamp as requied under article I
                                         to the indian stamp act,
  1958 where necessary
 
Sir/Madam,
We have this day done by your order and on your account the following transactions :
 
BOUGHT FOR YOU  SOLD FOR YOU
OrderNo OrderTime TradeNo Trd.Time Buy Qty. Mkt.Rate Brok. Net.Rate Amount Rs. Scrip Name Sell Qty. Mkt.Rate Brok. Net.Rate Amount Rs.
2012083120798344 11:43:46 11:43:50 23 598.40 0.04 598.44 13764.16 HDFC Bank Limited          
2012083120798344 11:43:46 11:43:58 9 598.40 0.04 598.44 5385.98 HDFC Bank Limited          
2012083120798344 11:43:46 11:44:00 68 598.40 0.04 598.44 40694.05 HDFC Bank Limited          
2012083121835970 15:17:45 15:18:01           HDFC Bank Limited 100 594.60 0.04 594.56 59455.84
2012083121877151 15:23:10 15:23:12           HDFC Bank Limited 100 594.40 0.42 593.98 59398.39

        100       59844.19 Scrip Total 200       118854.23

                59844.19 TOTAL         118854.23

SERV.TAX 7.94  TOC 8.00  STAMP DUTY 9.00  STT 74.00   ROUNDING  -0.34 SEBIFEE  0.18 TURNOVER CHARGES  6.26 CON MIN DEL : Rs.0.00

NET AMOUNT DUE TO YOU RS. 58905.00

Aasd

YOUR CHEQUE REQUESTED THE AMOUNT SHOWN HEREIN PLEASE PAY IMMEDIATELY FOR YOUR PURCHASE / DEBIT

 

YOU ARE REQUESTED TO SEND SHARE /DEBENTURE CERTIFICATE ALONGWITH TRANSFER DEEDS DULY SIGNED IMMIDIATELY

Note: Selling rate inclusive of dividend

OTHER LEVIES, IF ANY:

Brokerage  has  been  charged  as  stated  and  has  been  at  rates  not  exceeding  the  official  scale  of  brokerage  and indicated separately.

This  contract  is  subject  to  the Rules, Bye-laws and Regulations and usages of  National Stock Exchange of India Limited.

In matters where the Exchange is a party to the dispute, the Civil Courts at Mumbai shall have exclusive jurisdiction and in all other matters, proper courts within the area covered under the Regional Arbitration Centre shall have jurisdiction in respect of the arbitration proceedings falling under or conducted in that Regional Arbitration Centre. 

This  contract  constitutes  and  shall  be  deemed  to  constitute  as  provided  overleaf  an  agreement  between  you  and  me/us, and in the event of any claim   (whether  admitted  or  not ) , difference or dispute  in  respect  of  any  dealings, and contracts  of  a  date  prior  or  subsequent  to the  date  of  this  contract (including  any  question  whether  such  dealings , transactions  or  contracts  have  been  entered  into  or  not )  shall  be  referred to arbitration  as  provided in  the Rules , Bye-laws  and Regulations  of  National  Stock  Exchange  of  India  Limited.

 

MUMBAI

 

DATE :

 Compliance Name :Vinay JhaTel No :40811019 Email :vinay.jha@vnsfin.com

 

Yours faithfully,

 

For : VNS  FINANCE  & CAPITAL  SERVCIES LTD

 

 

 

 

AUTHORISED SIGNATORY

 

MEMBER : NATIONAL STOCK EXCHANGE OF INDIA  LTD

 

PAN : AAACV6221B

(This is digitally signed contract note and the digital signature is certified by a licensed Certifying

Authority, hence no physical signature is required.)                                                                                                                                                                                      Authorised Signatories: Vijay Singhania / Vikash Singhania / Sameer Singhania / R.K

                                                                                                                                                                                                                                                                                        Singhania/ Vinay Jha /D.S Jha / Vinod Singhania

 

 

EXTRACTS FROM THE BYLOWS & REGULATIONS PERTAINING TO ARBITRATION

(1) All claims (whether admitted or not ) difference or disputes between the Trading Members inter se and between Trading Members and Constituents arising out of or in relation to dealings, contracts and transactions made subject to the Bye-Laws, Rules and Regulations of the Exchange or with reference to anything incidental thereto or in pursuance thereof or relating to their validity, construction, interpretation, fullfillment or the rights, obligations and liabilities of parties there to and including any question of whether such dealings, transactions and contracts have been entered into or not shall be submitted to arbitration in accordance with the provisions of these Byelaws and Regulations.

(2) In all dealings, contracts and transactions, which are made or deemed to be made subject to the Byelaws, Rules and Regulations of the Exchange, the provisions relating to arbitration as provided in these Byelaws and Regulations shall form and shall be deemed to form part of the dealings, contracts and transactions and the parties shall be deemed to have entered into arbitration agreement in writing by which all claims, differences or disputes of the nature referred to in clause (1) above shall be submitted to arbitration as per the provisions of the Bye-laws and Regulations.

 

(3) All claims, differences or disputes referred to in clause (1) above shall be submitted to arbitration within three years from the date on which the claim, difference or dispute arose or shall be deemed to have arisen. The time taken in conciliation proceedings, if any, initiated and conducted as per the provisions of the Act and the time taken by the Relavant Authority to administratively resolve the claimes, difference or disputes shall be excluded for the purpose of determining the period of  three years

(4) Save as otherwise specified by the Relevant Authority, The seat of arbitration for different regions shall be as follows:

Seats of Arbitration REGIONAL ARBITRATION CENTRES (RACs)

STATE COVERED BY THE RAC

DELHI

Delhi, Haryana, Uttar Prades, Himachal Pradesh, Pubjab, Jammu & Kashmir, Chandigarh, Rajasthan, Uttaranchal

CALCUTTA

West bengal, Bihar, Orissa, Assam, Arunachal Pradesh, Mizoram, Manipur, Sikkim, Meghalaya, Nagaland, Tripura, Jharkhand, Chattisgarh

CHENNAI

Andhra Pradesh, Karnataka, Kerala, Tamilnadu, Andaman & Nicobar, Lakshadweep, Podicherry

MUMBAI

Maharashtra, Gujarat, Goa, Daman, Diu, Dadra & Nagar Haveli, Madhya Pradesh, Chattisgard
 

(5) Save as otherwise specified by the Relevant Authority, the criteria for selection of seat of arbitration for a particular matter is as follows:
 

Parties to Dispute

Place of filing the Application for Arbitration

Place of hearing

TM* V/s Trading Member

a) If the dealing of both Trading Members from where the dealing was carried is situated in nay one of the states covered by a particular RAC then the Application for Arbitration shall be filed by the Applicant-Trading Member in that RAC b) if the dealing offices of both Trading Members from where the dealing was carried out are situated in states covered by different RACs then the Application for Arbitration shall be filed in the RAC covering the State in which the Respondent - Trading Member's dealing office is situated.

The Hearing Shall be held at the RAC where the Applicant-Trading Member has filed the Application of Arbitration and the Respondent-Trading Member Shall attend the hearing in that particular RAC.

TM* V/s C* & C V/s TM

The Application for Arbitration shall be filed by the Applicant at the RAC covering the state in which the Constituent ordinarily resides.

The hearing shall be held in that RAC where the Applicant has filed the Application for Arbitration and the Respondent shall attend the hearing in that particular RAC.

(6)  Unless otherwise specifically agreed in writing between the  Trading Member and the Constituent, in respect of any claims, disputes and differences arising out of internet trading between the Constituent and Trading Member, the seat of arbitration shall be the  Regional Arbitration Centre within the area in which the Constituent ordinarily resided at the time of relevant trading, provided however in respect of a Non-Resident Indian Constituent, the seat of arbitration shall be the RAC in the area of which the correspondence office of the Trading Member is situated.

 

*   “TM” stands for “Trading Member” and “C” stands for “Constituent.”

 

For more details please refer to Chapter XI of the Byelaws and Chapter 5 of Capital Market Trading Regulations of National Stock Exchange of India Limited.

 

 

 

*Anexture : STT Certificate
Stock Exchange        NSE                   
Stock Broker Code     09643                 Name  VNS FINANCE & CAPITAL SERVICES LTD      
Trading Client Code   TT444                  Trading Client Name   XYZ                            
Trading Client PAN    AATPJ9322T            Trading Client MAPIN                        
-----------------------------------------------------------------------------------------------------------------------------------------------
                                 01                                02                                  03                               
Sr. Security             Transaction Settled                Transaction Settled                  Transaction Settled             Tot STT
No.                     by delivery - Purchase               by delivery - Sale                 other than by delivery         
                       Qty    Price       Value     STT    Qty    Price       Value     STT    Qty    Price       Value     STT          
-----------------------------------------------------------------------------------------------------------------------------------------------

Market Type: N   Settlement No: 2012167    Contract Note No.: 1975334     Contract Note Date: 31/08/2012            
1   HDFCBANK                                               100   595.80    59580.00   59.58    100   595.80    59580.00   14.90     74.48
                                                                                                                                ---------
                                                                                                               Total(Rounding):     74.00
                                                                                                               Grand Total:         74.00
Total:                                             0.00                               59.58                               14.90          
-----------------------------------------------------------------------------------------------------------------------------------------------
01 Deliver Purchase Amount :-                              
02 Deliver Sale Amount :-              59580.00            
03 Other Than Delivery Amount :-       59580.00            
For  VNS FINANCE & CAPITAL SERVICES LTD 


Authorised Signatory
This is digitally signed contract note and the digital signature is certified by a licensed Certifying Authority, hence no physical signature is required.)