CONTRACT NOTE

                                                 CONTRACT NOTE ISSUED BY MEMBERS ACTING FOR CONSTITUTENT AS BROKERS AND  AGENTS

                                                                                                                            VNS Commodities Pvt.Ltd .

                                                                        MEMBER: MULTI COMMODITY EXCHANGE OF INDIA LTD(TRADING MEMBER CODE  16830 )

                                                                                                                    Regd. Off.:111/134,Harsh Nagar  Kanpur -208012

                                                                       Corp Off: 401-A,4th Floor Mangalya ,Opp.Fire Station ,Marol Maroshi Road,Andheri (E),Mumbai -400059

                                                                       Tel.: 022-29251903 /04  ;    40811011/012 /013 /014/ 015 /016   Fax :022-29251189

                                                                       Pan No: AABCP1398J,Trader ID:16830, S/ Tax Reg No:FCS/MUM-I-65,FMC NO. MCX/TCM/CORP/0689

 

   

 

 

          

 

 

 

CONTRACT NOTE NO. :

3746

 

 

TRADE DATE :

06/02/2014

 

 

 

 

 

 

 

 

 

 

 

 

 

To

 

 

MR. TOM

DEALING ADDRESS :

To be stamped as per the

111A TOWER NO 77 STAR RESIDENCY LBS MARGE GHATKOPER-WEST MUMBAI 400086

 

provisions applicable under the

 

 

relevant Stamp Act

 

 

 

Trading Code No & Unique Client Code No: FD45

EMAIL ID. : contactus@vnsfin.com

 

PAN NO.: AFGPQS498Z

 

 

Compliance Off: Vinay Jha Tel: 40811019 Email: vinay.jha@vnsfin.com

Sir/Madam,

I/We have this day done by your order and on your account the following transactions :

 

 

 

Bought for You

Sold for You

Order
No.

Trade
No.

Trade
Time

Contract

Quantity

Price

Value
(Rs.)

Brokerage
(Rs.)

Service
Tax*
(Rs.)

Amount
Total
(Rs.)

Contract

Quantity

Price

Value
(Rs.)

Commodity
Transaction
Tax(As
Applicable)*
(Rs.)

Brokerage
(Rs.)

Service
Tax*
(Rs.)

Amount
Total
(Rs.)

 

161403700221345

206987

18:01:17

 

 

 

 

 

 

 

CF SILVERMIC Feb14

1

44998.00

44998.00

4.4998

3.15

0.3893

44994.85

 

161403700221345

206995

18:01:18

 

 

 

 

 

 

 

CF SILVERMIC Feb14

1

44998.00

44998.00

4.4998

3.15

0.3893

44994.85

 

161403700221345

206996

18:01:18

 

 

 

 

 

 

 

CF SILVERMIC Feb14

3

44998.00

134994.00

13.4994

9.45

1.1680

134984.55

 

161403700221345

206998

18:01:18

 

 

 

 

 

 

 

CF SILVERMIC Feb14

1

44998.00

44998.00

4.4998

3.15

0.3893

44994.85

 

161403700221345

207000

18:01:18

 

 

 

 

 

 

 

CF SILVERMIC Feb14

4

44998.00

179992.00

17.9992

12.60

1.5573

179979.40

 

161403700423282

485262

23:02:20

CF SILVERMIC Feb14

4

44500.00

178000.00

12.46

1.5401

178012.46

 

 

 

 

 

 

 

 

 

161403700423282

485263

23:02:20

CF SILVERMIC Feb14

6

44500.00

267000.00

18.69

2.3101

267018.69

 

 

 

 

 

 

 

 

 

** SCRIP TOTAL**

10

 

 

 

 

445031.15

 

10

 

 

44.9980

 

 

449948.50

 

** TOTAL **

10

 

 

 

 

445031.15

 

10

 

 

 

 

 

449948.50

 

SERV.TAX : 12.61  TOC : 22.37  STAMP DUTY : 8.95  CTT : 45.00   CLEARING CHARGES : 17.00  BRK .62.65 ROUNDING : 0.42

 

OTHER LEVIES, IF ANY:

 

NET AMOUNT DUE TO YOU Rs4811.00( FOUR THOUSAND EIGHT HUNDRED ELEVEN ONLY)

 

 

*Alternatively, these details may be furnished separately as Annexure to the Contract note

1. Brokerage has been charged as stated and has been at rates not exceeding the official scale of brokerage and indicated separately.
2. This Contract is subject to the Rules,Bye-laws and Regulations and usages of Multi Commodity Exchange of India Limited.
3. This contract constitutes and shall be deemed to constitute as provided overleaf an agreement between you and me/us that all claims , and in the event of any claim (whether admitted or not), difference and disputes in respect of any dealings, and contracts of a date prior or subsequent to the date of this contract (including any question whether such dealings, transactions or contracts have been entered into or not) shall be referred to arbitration as provided in the Rules, Bye-laws and Regulations of National Stock Exchange of India Limited.
The provisions printed overleaf form a part of the contract.


Place: Mumbai
Date: 

 

Yours faithfully,
For
VNS Commodities Pvt. Ltd

 Director / Authorised  Signatory

Mr. Vijay  Singhania / Mr. Vikas Singhania

Member of Multi Commodity Exchange of India Ltd.

     PAN AABCP1398J

 

EXTRACTS FROM THE BYELAWS & BUSINESS RULES PERTAINING TO ARBITRATION

Bye-laws

(1)

15.4

Reference to Arbitration : All claims, differences or disputes between the members Inter se or between a member and a constituent member or between a member and a registered non-member client or arising out of or in relation to trades, contracts and transactions executed on the Exchange and made subject to the Bye-Laws, Rules and Regulations of the Exchange or with reference to anything incidental thereto or in pursuance thereof or relating to their validity, construction, interpretation or fulfillment and/or the rights, obligations and liabilities of the parties thereto and including any question of whether such trades, contracts and transactions have been entered into or not shall be submitted to arbitration in accordance with the provisions of these Byelaws and Regulations that may be in force from time to time. Provided these Bye-Laws shall not in any way affect the jurisdiction of the Exchange on the clearing member through whom such a member has dealt with or traded in regard thereto and such clearing member shall continue to remain responsible, accountable and liable to the Exchange in this behalf.

(2)

15.5

Trades, Contracts, Deliveries and Transactions Subject to Arbitration : In all trades, contracts, deliveries and transactions, which are made or deemed to be made subject to the Bye-Laws, Rules and Regulations of the Exchange, the provisions relating to arbitration as provided in these Bye-Laws and Regulations shall form and shall be deemed to form part of such trades, contracts, deliveries and transactions and the parties shall be deemed to have entered into an arbitration agreement in writing by which all claims, differences or disputes of the nature referred to in Bye-Law above shall be submitted to arbitration in accordance with the provisions of these Bye-Laws, Rules and Regulations that may be in force from time to time.

(3)

15.11

Limitation Period for Reference to Arbitration: All claims, differences or disputes referred to in the Bye-Laws above shall be submitted to arbitration within one year from the last transaction or delivery or payment effected between the member and his client or between two members of the Exchange, provided where the claim / complaint is not settled / resolved through the process of conciliation by the Exchange within three months of the receipt of the claim / complaint, the Exchange shall in such cases advise the concerned client to refer the case to arbitration. The time taken in dispute resolution and/or conciliation proceedings, if any, initiated and conducted in accordance with the provisions of the Arbitration and Conciliation Act and these Bye-Laws and the time taken by the Managing Director or Relevant Authority to administratively resolve the claims, differences or disputes shall be excluded for the purpose of determining the limitation period of one year under the Bye-Laws, Rules and Regulations of the Exchange. Any claim made or any difference / dispute raised by any complaint / aggrieved person, after expiry of the time limit specified herein, shall become time-barred for the purpose of availing of the remedy under the Bye-Laws, Rules and Regulations of the Exchange and may not, however, be invalid for seeking remedy under appropriate civil laws.

Business Rules

(4)

37

5A. Seat of Arbitration

(a) The Relevant Authority may provide for difference seats of arbitration for different regions of the country either generally or specifically and in such an event the seat of arbitration shall be the place so provided by the Relevant Authority. Save as otherwise specified by the Relevant Authority, the seat of arbitration for different regions shall be as follows:

Seats of Arbitration :- REGIONAL ARBITRATION CENTERS (RAC)

States covered by the RAC

DELHI

Delhi, Haryana, Uttar Pradesh, Uttaranchal, Himachal Pradesh, Punjab, Jammu & Kashmir, Chandigarh, Rajasthan

KOLKATA

West Bengal, Bihar, Jharkhand,Orissa, Assam, Arunachal Pradesh, Mizoram, Manipur, Sikkim, Meghalaya,Nagaland, Tripura, Chattisgarh

CHENNAI

Andhra Pradesh, Karnataka, Kerala,Tamil Nadu, Andaman & Nicobar, Lakshadweep , Pondicherry

MUMBAI

Maharashtra, Gujarat, Goa, Daman & Diu, Dadra & Nagar Haveli, Madhya Pradesh


(b) The premises/location where the hearing of arbitration shall take place shall be such place as may be identified by the Exchange from time to time and intimated to the arbitrator and the parties to the dispute accordingly.

(5)

37

5B. Criteria for selection of Seat of arbitration

Save as otherwise specified by the Relevant Authority, the criteria for selection of Seat of Arbitration and place of hearing of a particular matter is as follows:

Parties to Dispute

Criteria for selection of Seat by the Applicant for Arbitration

Place of hearing

MEMBER V/S MEMBER

If the dealing offices of both Trading Members from where the dealing was carried is situated in any one of the states covered by a particular RAC then the Applicant - Member shall select the seat of that RAC for arbitration.

The hearing shall be held at the RAC where the Applicant-Trading Member has filed the Application for Arbitration and the Respondent-Trading Member shall attend the hearing in that particular RAC.

Member V/s  Client & Client V/s Member

Where the Client ordinarily resides in any one of the states covered by a particular RAC, then the applicant shall select the Seat of that RAC for arbitration.

Hearing shall be held in that RAC where the Applicant has filed the Application for Arbitration and the Respondent shall attend the hearing in that particular RAC.


Notwithstanding anything contained hereinabove and unless otherwise specifically agreed in writing between the Member and the Client, in respect of any claims, disputes and differences arising out of internet trading between the client and the member, the Seat of Arbitration shall be at the Regional Arbitration Centre having jurisdiction in any one of the states where the client ordinarily resided at the time of relevant trading took place.

(6)

37

5C. Application for arbitration in the prescribed form along with relevant enclosures shall be submitted and all correspondence elating to the said application shall be made by the Applicant with the Exchange at its Head Office in Mumbai. Provided, however, that the documents can be submitted/filed before the arbitrator(s) at the time of hearing.

 

*Anexture : CTT Certificate

Stock Exchange        MCX                   
Stock Broker Code                           Stock Broker Name     VNS COMMODITIES (P) LTD.                
Trading Client Code   FD45                  Trading Client Name   MR. TOM                     
Trading Client PAN    AFGPQS498Z            Trading Client MAPIN                        
-----------------------------------------------------------------------------------------------------
Sr.    Security        Expiry Date  Value of transactions   Value of transactions    Tot CTT  
                                        Futures                 Options                        
                               Sale         Ctt       Sale        Ctt               
-----------------------------------------------------------------------------------------------------
Contract Note No:  3746        Contract Note Date:06/02/2014
1                                     449980.00     45.00                             45.00
                                                                  Total(Rounding):    45.00
     Total:                              449980     45.00                             45.00
-----------------------------------------------------------------------------------------------------
 
For VNS COMMODITIES (P) LTD.                                                                            
 
 
Authorised Signatory                                                                                

This is digitally signed contract note and the digital signature is certified by a licensed Certifying Authority, hence no physical signature is required.)